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How to Become a SEBI Registered Investment Advisor in India


SEBI regulates investment through strict guidelines for Investment Advisors to maintain transparency and protect investors. A SEBI-registered Investment Advisor must adhere to its code of conduct, fee structure, and conflict-of-interest policies. To become a SEBI-registered Investment Advisor, individuals or firms must meet eligibility criteria, including qualifications, certifications, and net worth requirements. The application process involves submitting Form A, paying fees, and undergoing compliance checks. SEBI monitors advisory activities, preventing misrepresentation and unfair practices. By setting clear rules, SEBI helps investors receive unbiased financial advice, fostering trust in the investment sector.

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Target State: All States
Target City : All Cities
Last Update : Feb 19, 2025 11:45 PM
Number of Views: 27
Item  Owner  : Naveen Nirvan
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2025-02-22 (0.906 sec)